Crowdfunding 101
August 27, 2021
Learn about the ins and outs of Crowdfunding – Reg CF – and the changes coming with the SEC’s latest announcement earlier this year. … More Crowdfunding 101
Tag: Securities and Exchange Commission
Bernie Madoff: The Greatest Fund Swindler of All Time
August 20, 2021
Read about Bernie Madoff and the greatest heist in investment fund history, and what is to be learned from it. … More Bernie Madoff: The Greatest Fund Swindler of All Time
The SEC: A Necessary Evil?
August 11, 2021
Learn how the SEC started, why people hate them, and why we still need them. … More The SEC: A Necessary Evil?
How the SEC, Glass-Steagall Act, and Dodd-Frank Act have effected Investors and Funds
August 6, 2021
Learn how the Glass-Steagall Act was formed in connection with the SEC and the removal of it caused the market crash of 2008. … More How the SEC, Glass-Steagall Act, and Dodd-Frank Act have effected Investors and Funds
Fund Regulators You Need to Know
November 18, 2020
When I started my first fund, what caused me the most anxiety was the legal side of things…who do I report to? How? When??
I was confused and stressed.
But my mentor said something that ended up being so true, “I know it can be intimidating, but I promise you it’s not as bad as it looks!” … More Fund Regulators You Need to Know