Learn how the SEC started, why people hate them, and why we still need them. … More The SEC: A Necessary Evil?
Learn how the Glass-Steagall Act was formed in connection with the SEC and the removal of it caused the market crash of 2008. … More How the SEC, Glass-Steagall Act, and Dodd-Frank Act have effected Investors and Funds
When I started my first fund, what caused me the most anxiety was the legal side of things…who do I report to? How? When??
I was confused and stressed.
But my mentor said something that ended up being so true, “I know it can be intimidating, but I promise you it’s not as bad as it looks!” … More Fund Regulators You Need to Know